-
Notifications
You must be signed in to change notification settings - Fork 6k
BIP draft: UTXO set sharing #2137
New issue
Have a question about this project? Sign up for a free GitHub account to open an issue and contact its maintainers and the community.
By clicking “Sign up for GitHub”, you agree to our terms of service and privacy statement. We’ll occasionally send you account related emails.
Already on GitHub? Sign in to your account
base: master
Are you sure you want to change the base?
Changes from all commits
File filter
Filter by extension
Conversations
Jump to
Diff view
Diff view
There are no files selected for viewing
| Original file line number | Diff line number | Diff line change |
|---|---|---|
| @@ -0,0 +1,228 @@ | ||
| ``` | ||
| BIP: ? | ||
| Layer: Peer Services | ||
| Title: P2P UTXO Set Sharing | ||
| Authors: Fabian Jahr <fjahr@protonmail.com> | ||
| Status: Draft | ||
| Type: Specification | ||
| Assigned: ? | ||
| Discussion: 2026-05-06: https://groups.google.com/g/bitcoindev/c/rThmyI8ZN3Q | ||
| Version: 0.2.0 | ||
| License: BSD-2-Clause | ||
| ``` | ||
|
|
||
| ## Abstract | ||
|
|
||
| This BIP defines a P2P protocol extension for sharing full UTXO sets between peers. It introduces | ||
| a new service bit `NODE_UTXO_SET`, four new P2P messages (`getutxotree`, `utxotree`, `getutxoset`, | ||
| `utxoset`), and a chunk-hash list anchored to a Merkle root known to the requesting node, enabling | ||
| per-chunk verification. This allows nodes to bootstrap from a recent height by obtaining the | ||
| required UTXO set directly from the P2P network via mechanisms such as assumeutxo. | ||
|
|
||
| ## Motivation | ||
|
|
||
| The assumeutxo feature (implemented in Bitcoin Core) allows nodes to begin operating from a serialized | ||
| UTXO set while validating | ||
| historical blocks in the background. However, there is currently no canonical source for obtaining this | ||
| data. Users must either generate one themselves from a fully synced node (using `dumptxoutset` in | ||
| Bitcoin Core), or download one from a third party. | ||
|
|
||
| By enabling UTXO set sharing over the P2P network, new nodes can obtain the data directly from | ||
| peers, removing the dependency on external infrastructure. | ||
|
|
||
| ## Specification | ||
|
|
||
| The key words "MUST", "MUST NOT", "SHOULD", "SHOULD NOT", and "MAY" in this document are to be | ||
| interpreted as described in RFC 2119. | ||
|
|
||
| ### Service Bit | ||
|
|
||
| | Name | Bit | Description | | ||
| |------|-----|-------------| | ||
| | `NODE_UTXO_SET` | 12 (0x1000) | The node can serve complete UTXO set data for at least one height. | | ||
|
|
||
| A node MUST NOT set this bit unless it has at least one full UTXO set available to serve. | ||
| A node signaling `NODE_UTXO_SET` MUST be capable of responding to `getutxotree` and `getutxoset` | ||
| requests for every UTXO set it is willing to serve, including the full chunk-hash list and every | ||
| chunk of those sets. | ||
|
|
||
| ### Data Structures | ||
|
|
||
| #### Serialized UTXO Set | ||
|
|
||
| The serialized UTXO set uses the format established by the Bitcoin Core RPC `dumptxoutset` (as of Bitcoin Core v31). | ||
|
|
||
| **Header (55 bytes):** | ||
|
|
||
| | Field | Type | Size | Description | | ||
| |-------|------|------|-------------| | ||
| | `magic` | `bytes` | 5 | `0x7574786fff` (ASCII `utxo` + `0xff`). | | ||
| | `version` | `uint16_t` | 2 | Format version. | | ||
| | `network_magic` | `bytes` | 4 | Network message start bytes. | | ||
| | `base_height` | `uint32_t` | 4 | Block height of the UTXO set. | | ||
| | `base_blockhash` | `uint256` | 32 | Block hash of the UTXO set. | | ||
| | `coins_count` | `uint64_t` | 8 | Total number of coins (UTXOs) in the set. | | ||
|
|
||
| **Body (coin data):** | ||
|
|
||
| Coins are grouped by transaction hash. For each group: | ||
|
|
||
| | Field | Type | Size | Description | | ||
| |-------|------|------|-------------| | ||
| | `txid` | `uint256` | 32 | Transaction hash. | | ||
| | `num_coins` | `compact_size` | 1–9 | Number of outputs for this txid. | | ||
|
|
||
| For each coin in the group: | ||
|
|
||
| | Field | Type | Size | Description | | ||
| |-------|------|------|-------------| | ||
| | `vout_index` | `compact_size` | 1–9 | Output index. | | ||
| | `coin` | `Coin` | variable | Serialized coin (varint-encoded code for height/coinbase, then compressed txout). | | ||
|
|
||
| Coins are ordered lexicographically by outpoint (txid, then vout index), matching the LevelDB iteration | ||
| order of the coins database. | ||
|
|
||
| #### Chunk Merkle Tree | ||
|
|
||
| The serialized UTXO set (header + body) is split into chunks of exactly 3,900,000 bytes (3.9 MB). The | ||
| last chunk contains the remaining bytes and may be smaller. | ||
|
|
||
| The leaf hash for each chunk is `SHA256d(chunk_data)`. The tree is built as a balanced binary tree. When | ||
| the number of nodes at a level is odd, the last node is duplicated before hashing the next level. | ||
| Interior nodes are computed as `SHA256d(left_child || right_child)`. | ||
|
|
||
| The leaves are delivered to the node in a single `utxotree` response. A node that knows | ||
| the Merkle root for a given UTXO set checks a received list of leaves by recomputing the root and | ||
| comparing. The Merkle root is the sole trust input required to verify the integrity of the received UTXO set. | ||
|
|
||
| `SHA256d` denotes double-SHA256: `SHA256d(x) = SHA256(SHA256(x))`. | ||
|
|
||
| ### Messages | ||
|
|
||
| #### `getutxotree` | ||
|
|
||
| Sent to request the chunk-hash list for a specific UTXO set. | ||
|
|
||
| | Field | Type | Size | Description | | ||
| |-------|------|------|-------------| | ||
| | `block_hash` | `uint256` | 32 | Block hash identifying the requested UTXO set. | | ||
|
|
||
| A node that has advertised `NODE_UTXO_SET` and can serve the requested UTXO set MUST respond with | ||
| `utxotree`. If the serving node cannot fulfill the request, it MUST NOT respond. The requesting | ||
| node SHOULD apply a reasonable timeout and try another peer. | ||
|
|
||
| #### `utxotree` | ||
|
|
||
| Sent in response to `getutxotree`, delivering the full chunk-hash list along with per-snapshot | ||
| metadata. | ||
|
|
||
| | Field | Type | Size | Description | | ||
| |-------|------|------|-------------| | ||
| | `block_hash` | `uint256` | 32 | Block hash this data corresponds to. | | ||
| | `version` | `uint16_t` | 2 | Format version of the serialized UTXO set. | | ||
| | `data_length` | `uint64_t` | 8 | Total size of the serialized UTXO set in bytes (header + body). | | ||
| | `num_chunks` | `compact_size` | 1–9 | Number of chunks the serialized UTXO set is split into. | | ||
| | `chunk_hashes` | `uint256[]` | 32 × `num_chunks` | The ordered list of chunk hashes. | | ||
|
|
||
| Upon receiving a `utxotree` message, the node MUST recompute the Merkle root from | ||
| `chunk_hashes` and compare it against the Merkle root it knows for the corresponding UTXO set. If | ||
| the roots do not match, the node MUST discard the response and MUST disconnect the peer. | ||
|
|
||
| #### `getutxoset` | ||
|
|
||
| Sent to request a single chunk of UTXO set data. The requesting node MUST have received a `utxotree` | ||
| for the corresponding UTXO set before sending this message. | ||
|
|
||
| | Field | Type | Size | Description | | ||
| |-------|------|------|-------------| | ||
| | `block_hash` | `uint256` | 32 | Block hash identifying the requested UTXO set. | | ||
| | `chunk_index` | `uint32_t` | 4 | Zero-based index of the requested chunk. | | ||
|
|
||
| If the serving node cannot fulfill the request, it MUST NOT respond. The requesting node SHOULD apply | ||
| a reasonable timeout and try another peer. | ||
|
|
||
| #### `utxoset` | ||
|
|
||
| Sent in response to `getutxoset`, delivering one chunk. | ||
|
|
||
| | Field | Type | Size | Description | | ||
| |-------|------|------|-------------| | ||
| | `block_hash` | `uint256` | 32 | Block hash this data corresponds to. | | ||
| | `chunk_index` | `uint32_t` | 4 | Zero-based index of this chunk. | | ||
| | `data` | `bytes` | variable | Chunk payload, exactly 3.9 MB except for the last chunk. | | ||
|
|
||
| The transfer is receiver-driven: the requesting node sends one `getutxoset` per chunk. Chunks MAY be | ||
| requested in any order and from different peers. | ||
|
|
||
| Upon receiving a `utxoset` message, the node MUST compute `SHA256d(data)` and compare it against | ||
| `chunk_hashes[chunk_index]` from the `utxotree` it accepted for this UTXO set. If the hashes do not | ||
| match, the node MUST discard the chunk and MUST disconnect the peer. A node SHOULD also disconnect | ||
| a peer that sends a `utxoset` message with fields (`chunk_index`, `block_hash`) that do not match | ||
| the outstanding request. | ||
|
|
||
| After all chunks have been received, the node SHOULD parse the reassembled UTXO set against the | ||
| serialized UTXO set format to confirm it is well-formed. | ||
|
|
||
| ### Protocol Flow | ||
|
|
||
| 1. The requesting node identifies peers advertising `NODE_UTXO_SET`. | ||
| 2. The requesting node sends `getutxotree` for the desired block hash to one or more of these peers. | ||
| 3. Each peer responds with `utxotree`. The requesting node verifies the response by recomputing | ||
| the Merkle root against a value it knows for the given UTXO set, either from a trusted source | ||
| or by selecting a root with agreement among multiple peers. | ||
| 4. The requesting node downloads chunks via `getutxoset`/`utxoset` exchanges, verifying each chunk | ||
| against its entry in the accepted `utxotree` on receipt. On verification failure the peer is | ||
| disconnected and download continues from another peer without losing already-verified chunks. | ||
| 5. After all chunks are received, the node parses the reassembled UTXO set against the serialized | ||
| UTXO set format to confirm that it is well-formed. | ||
|
|
||
| Serving nodes are free to limit the number of concurrent and repeated transfers per peer at their own | ||
| discretion to manage resource consumption. | ||
|
|
||
| ## Rationale | ||
|
|
||
| **Usage of service bit 12:** Service bits allow selective peer discovery through | ||
| DNS seeds and addr relay. Bit 12 is chosen as the next unassigned bit after `NODE_P2P_V2` (bit 11, BIP 324). | ||
|
|
||
| **Direct request model:** Peers signal availability of UTXO sets via the `NODE_UTXO_SET` | ||
| service bit; the requesting node identifies the desired UTXO set by block hash when sending | ||
| `getutxotree`. The serving node responds only if it can serve that specific UTXO set. | ||
|
|
||
| **Per-chunk verification:** The chunk-hash list returned in `utxotree` enables each chunk to be verified | ||
| by direct lookup against the accepted list as it arrives, allowing immediate detection of corrupt data, | ||
| peer switching without data loss, and parallel download from multiple peers. The list itself is small | ||
| (~80 KB for a ~10 GB set). The specified serialization is deterministic, so all honest nodes produce | ||
| byte-identical output, guaranteeing Merkle root agreement. | ||
|
|
||
| **3.9 MB chunk size:** The number balances round trips (~2,560 for a ~10 GB set) against memory usage | ||
| for buffering and verifying a single chunk. Smaller chunks would increase protocol overhead; larger | ||
| chunks would increase memory pressure on constrained devices commonly used to run Bitcoin nodes. | ||
| Together with the additional message overhead, the `utxoset` message including the chunk data also | ||
| sits just below the theoretical maximum block size which means any implementation should be able to | ||
|
There was a problem hiding this comment. Choose a reason for hiding this commentThe reason will be displayed to describe this comment to others. Learn more. It also happens to sit just below the maximum P2P message size MAX_PROTOCOL_MESSAGE_LENGTH, so it may be clearer to refer to that instead of block size
Contributor
Author
There was a problem hiding this comment. Choose a reason for hiding this commentThe reason will be displayed to describe this comment to others. Learn more. Yeah, but this was a contious decision actually. |
||
| handle messages of this size. | ||
|
|
||
| **Reusing the `dumptxoutset` format:** Avoids introducing a new serialization format and ensures | ||
| compatibility with UTXO sets already being generated and shared. | ||
|
|
||
| **Relationship to BIP 64:** BIP 64 defined a protocol for querying individual UTXOs by outpoint and is | ||
| now closed. This BIP addresses a different use case: bulk transfer of the entire UTXO set for node | ||
| bootstrapping. | ||
|
|
||
| ## Reference Implementation | ||
|
|
||
| [Bitcoin Core implementation pull request](https://github.com/bitcoin/bitcoin/pull/35054) | ||
|
|
||
| ## Copyright | ||
|
|
||
| This BIP is made available under the terms of the 2-clause BSD license. See | ||
| https://opensource.org/license/BSD-2-Clause for more information. | ||
|
|
||
| ## Changelog | ||
|
|
||
| * __0.2.0__ (2026-05-04): | ||
| * Dropped discovery before download approach, instead request the chunk-hash list via `getutxotree`/`utxotree` | ||
| * Dropped per-chunk Merkle proofs; chunks verified directly against the chunk-hash list | ||
| * Dropped `height` from requests (`block_hash` is the sole identifier); added format `version` to `utxotree` | ||
| * Dropped references to the serialized hash; the Merkle root is the sole integrity check | ||
| * __0.1.0__ (2026-04-10): | ||
| * Initial draft | ||
Uh oh!
There was an error while loading. Please reload this page.